CN-121981518-A - Platform for realizing management and control of risk of accounting intelligent report

CN121981518ACN 121981518 ACN121981518 ACN 121981518ACN-121981518-A

Abstract

The invention relates to a report risk management and control platform for realizing intelligent accounting, and belongs to the technical field of accounting. The platform comprises a background support module, an application service module, an accounting knowledge base, a plurality of MCP servers, an agent main control module and a client module. According to the invention, the accounting staff can implement operations such as parameter adjustment, modification and the like of an accounting report system and an accounting system through natural language interaction, and the report risk disposal work is supported. Meanwhile, early detection of the risk of the accounting report can be realized, the management efficiency of the risk of the accounting personnel report is improved, and the data effectiveness and accuracy of the accounting report system are improved.

Inventors

XIONG HUI
FENG LIUJUN
PENG JINSONG
LI BO
ZHU KE
BAO RUI

Assignees

北京南天软件有限公司
云南南天电子信息产业股份有限公司

Dates

Publication Date: 20260505
Application Date: 20251212

Claims (10)

1. The platform for realizing the management and control of the risk of the accounting intelligent report is characterized by comprising a background support module, an application service module, an accounting knowledge base, a plurality of MCP servers, an agent main control module and a client module; Wherein: The background support module comprises a monitoring system and a large language model, wherein the monitoring system is used for monitoring report data in the accounting report system and outputting alarm information based on a report risk monitoring model arranged in the monitoring system; the application service module comprises an accounting system and an accounting report system, wherein the accounting system is used for processing accounting data; The accounting knowledge base is a vector database and stores accounting knowledge and metadata thereof; a plurality of MCP servers, comprising: the MCP server of the accounting system is used for packaging and calling a service interface of the accounting system; the accounting report system MCP server is used for packaging and calling a service interface of the accounting report system; the monitoring system MCP server is used for transmitting alarm information, inquiry requests and a new report risk monitoring model between the monitoring system and the intelligent agent main control module; a knowledge base MCP server for retrieving information from an accounting knowledge base in response to a query request; the intelligent body main control module is used for receiving an interaction request input by a user through natural language, organizing prompt words containing callable function information, submitting the prompt words to the large language model, receiving an operation instruction returned by the large language model, and calling a corresponding MCP server according to the operation instruction to execute monitoring, inquiring or disposing operation of report risks; And the client module is used for providing a user interaction interface and receiving user input, displaying a session result and receiving an alarm notification.
2. The platform for implementing risk management and control of an accounting intelligent report according to claim 1, wherein the agent host module is integrated with a program running environment, and when the large language model returns automatically generated program code for a target function without a corresponding function interface, the program code is executed in the program running environment, and the program code can call a function provided by a corresponding MCP server or agent host module.
3. The platform for realizing the management and control of the risk of the intelligent accounting report according to claim 1, wherein the accounting knowledge base stores the content structure description information of various reports, and the content structure description information comprises semantic descriptions of report data items and corresponding resource names in an accounting report system; The report content structure description information stored in the accounting knowledge base is a JSON format text and is used for establishing a mapping relation between accounting terms and operable data items in the accounting report system.
4. The platform for implementing intelligent report risk management and control of accounting according to claim 3, wherein the initial version of report content structure description information is automatically generated by a report format file of an accounting report system in combination with data dictionary information, and can be updated and stored in an accounting knowledge base after being adjusted by an accounting staff.
5. The platform for implementing intelligent report risk management and control of accounting according to claim 1, wherein the monitoring system acquires report data through a monitoring agent deployed at the side of the accounting system and supports two data acquisition strategies, namely timing triggering or event triggering by new report generation of the accounting system.
6. The platform for realizing risk management and control of the intelligent accounting report according to claim 1, wherein the client module comprises an intelligent accounting assistant client and a notification receiving device, the intelligent accounting assistant client obtains and displays the alarm information in a polling mode, and the notification receiving device receives the alarm information in a short message or mail mode.
7. A report risk monitoring model generation method based on the platform for implementing intelligent report risk management and control for accounting according to any one of claims 1 to 4, characterized by comprising the following steps: receiving report risk monitoring requirements input by a user in natural language through a client module; The intelligent body main control module calls a knowledge base MCP server to acquire report content structure description information related to the requirement; the intelligent agent main control module organizes prompt words comprising the requirements, the report content structure description information and a preset program template and submits the prompt words to a large language model; generating an executable report risk monitoring model program by the large language model; and the agent master control module submits the generated report risk monitoring model program to a monitoring system through a monitoring system MCP server.
8. The report risk monitoring model generation method of claim 7, further comprising, prior to submitting the generated model program to the monitoring system: the intelligent agent main control module returns a demand document and a model program generated by the large language model to the client module for the user to examine; And adjusting the input demand description according to the user examination feedback, and repeatedly executing the generating step until the user confirms.
9. A report risk handling method based on the platform for implementing intelligent report risk management and control for accounting according to any one of claims 1 to 4, characterized by comprising the following steps: receiving a risk disposal request which is input by a user in natural language and is aimed at a specific report through a client module; The intelligent body main control module calls a knowledge base MCP server to acquire the content structure description information of the specific report; the intelligent agent main control module organizes prompt words containing the disposal request and report data item resource names, submits the prompt words to the large language model and receives a calling instruction returned by the large language model; and the intelligent body main control module calls a parameter management interface of the MCP server of the accounting report system according to the call instruction so as to modify or increase the data verification rule in the accounting report system.
10. A report risk information query method based on the platform for implementing intelligent report risk management and control for accounting according to any one of claims 1 to 4, characterized by comprising the following steps: receiving a report risk detail query request triggered by a user through a client module; the intelligent body main control module calls a monitoring system MCP server to acquire detailed information of an alarm; the agent main control module calls the large language model to determine a data source to be queried according to the further query intention of the user, and the large language model returns a query instruction for indicating to call an accounting report system (MCP) server or a meeting calculation accounting system (MCP) server; and the intelligent body main control module calls a corresponding model context protocol server according to the query instruction, acquires associated report data or accounting original data, and returns to the client module for display.

Description

Platform for realizing management and control of risk of accounting intelligent report Technical Field The invention belongs to the technical field of accounting, and particularly relates to a platform for realizing management and control of risk of an intelligent accounting report. Background The accounting report system (also may be an accounting report module, etc. providing accounting report management function) of the financial institution may have two major types of risks (we call report risks) to be processed by accounting staff, one type is inaccurate report data, contradiction or unreasonable data relationship between one report or multiple reports may occur, a problem may occur when manually adjusting report data, a bug may occur in a report generating program, other reasons may occur, another type is problematic business data for generating a report, an error may occur in business original data for generating a report, and other reasons may cause. Accounting staff needs to find and solve the problems in time, otherwise, loss is caused to financial institutions, such as the influence on the leadership to grasp the actual situation and make correct decisions, or the penalty of the supervision institutions is introduced due to the problem of supervising and reporting data. In general, the report system itself provides a verification function of the relationships between the tables, but there are cases where the verification function fails and the verification function is imperfect, for example, some report data is manually adjusted by a person, a bug exists in the report system, and the verification program of the current version does not perform calculation verification on some hidden relationships. The most probable place is that the original business data for generating the report forms have problems, and the report system cannot find the problems. In terms of report risk discovery, analysis, and disposal, the current situation is as follows. 1. The data quality of the original business data for generating the report is improved through the technical means and the management means; 2. continuously perfecting the report data verification relation, and realizing automatic auditing and verification by a technical means; 3. For important reports, before the reports are sent out, the accounting staff performs manual inspection again, and when the accounting staff does the work, the accounting staff mainly relies on own experience or some statistical information obtained from a data analysis system. 4. When the report risk is found and the report risk analysis is performed, an accountant can inquire about an accountant report system and related information of an accountant accounting system for risk analysis. 5. For report risk handling, depending on the specific problem found, it may be a complex system engineering including management means and technical means, in which the technical means may be improvement of the system program or improvement of the data management method. The most critical problem in the whole report risk management process is that report risks can be found as early as possible, but the report risks are manually processed by accountant at present. Therefore, how to overcome the defects of the prior art is a problem to be solved in the technical field of the current accounting technology. Disclosure of Invention The invention aims to solve the defects of the prior art and provides a platform for realizing management and control of the risk of an intelligent accounting report. In order to achieve the above purpose, the technical scheme adopted by the invention is as follows: The first aspect of the invention provides a platform for realizing risk management and control of an accounting intelligent report, which comprises a background support module, an application service module, an accounting knowledge base, a plurality of MCP servers, an agent main control module and a client module; Wherein: The background support module comprises a monitoring system and a large language model, wherein the monitoring system is used for monitoring report data in the accounting report system and outputting alarm information based on a report risk monitoring model arranged in the monitoring system; the application service module comprises an accounting system and an accounting report system, wherein the accounting system is used for processing accounting data; The accounting knowledge base is a vector database and stores accounting knowledge and metadata thereof; a plurality of MCP servers, comprising: the MCP server of the accounting system is used for packaging and calling a service interface of the accounting system; the accounting report system MCP server is used for packaging and calling a service interface of the accounting report system; the monitoring system MCP server is used for transmitting alarm information, inquiry requests and a new report risk monitoring model between the monitoring s