CN-121981728-A - Platform for realizing management and control of risk of accounting intelligent transaction

CN121981728ACN 121981728 ACN121981728 ACN 121981728ACN-121981728-A

Abstract

The invention relates to a platform for realizing management and control of risk of an intelligent transaction for accounting, and belongs to the technical field of accounting. The platform comprises a background support type module, an application service type module, an accounting knowledge base, a plurality of MCP servers, an accounting intelligent assistant intelligent body and a client module, wherein the transaction risk which is required to be prevented and processed by accounting personnel is based on an MCP protocol, a large language model is taken as an intelligent core, and the accounting personnel can receive risk early warning information of a monitoring system through a natural language interaction interface through the support of the accounting knowledge base, inquire about information related to transaction risk prevention in the monitoring system and the accounting system, realize the monitoring capability of a new risk type, improve the transaction risk management efficiency of the accounting personnel and improve the operation efficiency of the accounting system.

Inventors

FENG LIUJUN
PENG JINSONG
LI BO
ZHU KE
BAO RUI

Assignees

云南南天电子信息产业股份有限公司
北京南天软件有限公司

Dates

Publication Date: 20260505
Application Date: 20251212

Claims (10)

1. The platform for realizing management and control of the risk of the accounting intelligent transaction is characterized by comprising a background support class module, an application service class module, an accounting knowledge base, a plurality of MCP servers, an accounting intelligent assistant agent and a client module; the background support type module comprises an application monitoring system and a generation type large language model; The application monitoring system is used for monitoring the running state and the transaction execution condition of the accounting system, collecting event type and timing type information and monitoring transaction risks; the application service type module is an accounting system and is used for accounting and is configured with an information inquiry type transaction service and a management type transaction service; the accounting knowledge base is used for storing accounting knowledge vector data, and the content at least comprises management knowledge, knowledge and accounting rule knowledge loaded from the accounting system; The MCP server includes: the system comprises an accounting system MCP server, a transaction service interface, an accounting system management server and a transaction service interface, wherein the accounting system MCP server is used for packaging a transaction service interface of the accounting system and converting an intelligent assistant agent data format into a transaction data format of the accounting system; The monitoring system MCP server provides an interactive interface between the application monitoring system and the intelligent assistant intelligent body of the accounting intelligent assistant and is used for transmitting alarm information, inquiring transaction risk event details and uploading a new transaction risk monitoring model; The knowledge base MCP server provides natural language query and metadata condition query functions for the accounting knowledge base; The accounting intelligent assistant agent is used for controlling session flow, receiving session initiation request from client or monitoring system MCP server, organizing prompt word information to call large language model, calling corresponding MCP server function or executing automatically generated Python program according to the return result of large language model, The client module comprises an accounting intelligent assistant client and a notification receiving device, wherein the accounting intelligent assistant client is used for providing an interface for a user to perform interactive session with an accounting intelligent assistant agent and receiving and displaying transaction risk alarm information in a polling mode, and the notification receiving device is used for receiving the transaction risk alarm information.
2. The platform for implementing risk management of an accounting intelligent transaction according to claim 1, wherein the accounting intelligent assistant agent is integrated with a Python operating environment, and when the large language model returns an automatically generated Python program for a target function without a corresponding function interface, the accounting intelligent assistant agent invokes and executes the program in the Python operating environment, the program being capable of invoking a function service provided by an MCP server or a conference accounting intelligent assistant agent.
3. The platform for implementing risk management and control of an accounting intelligent transaction according to claim 1, wherein the application monitoring system sends alarm information to the accounting intelligent assistant agent through the monitoring system MCP server after judging the transaction risk event, and the accounting intelligent assistant agent notifies the target user of the alarm information through at least one of an accounting intelligent assistant client and a short message, a mail according to a preset configuration.
4. The platform for implementing management and control of risk of an accounting intelligent transaction according to claim 1, characterized in that the application monitoring system is used for management of transaction risk monitoring models capable of receiving, testing and publishing new transaction risk monitoring models submitted by an accounting intelligent assistant agent through a monitoring system MCP server.
5. A transaction risk alarm information sending method, which adopts the platform for realizing intelligent transaction risk management and control for accounting according to any one of claims 1-4, and is characterized by comprising the following steps: S1, after a transaction risk is found, an application monitoring system sends alarm information to a monitoring system MCP server; S2, the monitoring system MCP server transmits the alarm information to an intelligent assistant agent of the accounting intelligent assistant; s3, the intelligent assistant intelligent agent of the accounting sends an interface alarm notice to the target user through the client of the intelligent assistant of the accounting according to preset user configuration, and sends alarm information through at least one mode of short messages or mails; S4, the client side of the accounting intelligent assistant of the target user discovers alarm information through polling and carries out popup prompt.
6. A transaction risk detail query method, adopting the platform for implementing intelligent transaction risk management and control for accounting according to any one of claims 1-4, comprising the following steps: the client module receives a request of inquiring alarm details input by a user in natural language and sends the request to an intelligent assistant agent for accounting; the intelligent assistant agent organization of the accounting comprises prompt words capable of calling function information and user requests, submits the prompt words and the user requests to the large language model, and obtains instructions for calling the query function of the MCP server of the monitoring system; And the intelligent assistant agent of the accounting calls the MCP server of the monitoring system to inquire the detailed alarm information according to the instruction, and returns the result to the client module.
7. The transaction risk detail query method of claim 6, further comprising the step of querying accounting system related information through natural language interaction after the alert detail information is obtained: The client module receives a natural language query request which is input by a user based on detailed information and is aimed at an accounting system; The intelligent assistant agent of the accounting system organizes the prompt words again and submits the user request to the large language model, and obtains the instruction and parameters for calling the query function of the MCP server of the accounting system; the accounting intelligent assistant agent calls the accounting system MCP server to execute the query transaction, and returns the query result to the client module.
8. A transaction risk handling method, employing the platform for implementing accounting intelligent transaction risk management and control according to any one of claims 1-4, comprising the steps of: The client module receives a risk disposal request which is input by a user in natural language and contains a specific service identifier; the intelligent assistant agent organization prompt word and the user request of the accounting are submitted to a large language model, and an instruction and parameters for calling the MCP server management and control type transaction function of the accounting system are obtained; The intelligent assistant agent returns the instruction and parameter information to the client module to request the confirmation of the user; after obtaining the user confirmation, the accounting intelligent assistant agent invokes the accounting system MCP server to execute the management and control type transaction so as to complete risk disposal.
9. A new transaction risk monitoring model creation method, adopting the platform for implementing intelligent transaction risk management and control for accounting according to any one of claims 1-4, comprising the following steps: the client module receives a new risk monitoring model creation requirement input by a user in natural language; The intelligent assistant agent organizes prompt words to call the big language model; according to the requirements, the large language model combines the accounting rule knowledge acquired by the knowledge base MCP server and a preset prompt template to generate a transaction risk monitoring model comprising a requirement document, a design document and executable program codes; And submitting the generated transaction risk monitoring model to an application monitoring system through the monitoring system MCP server by the intelligent assistant agent for accounting.
10. The method of creating a new transaction risk monitoring model of claim 9, further comprising the steps of examining and iterating prior to submitting the generated model to the application monitoring system: the intelligent assistant agent for accounting returns the generated demand document, design document and program code to the client module for the user to examine; and adjusting the creation requirement according to feedback input by the user through the natural language after the examination, and repeating the generating step until the user confirms.

Description

Platform for realizing management and control of risk of accounting intelligent transaction Technical Field The invention belongs to the technical field of accounting, and particularly relates to a platform for realizing management and control of risk of intelligent transaction of accounting. Background In the operation of an accounting system (or an accounting module, an accounting center, etc. and in the core, providing an accounting function) of a financial institution, various risks may occur, and these risks may be classified into two main categories, one category is required to be handled by technicians and the other category is required to be handled by business personnel. The problems of stopping service, abnormal operation and the like of CPU, memory, disk, network, operating system, database, middleware, application and the like are solved by technicians, and if the problems of data failing to meet the service requirements, operation violations, flow delays and the like are solved, the problems of intervention of accountants are solved. The risk event is handled in the intervention of accounting personnel, and the problem that the present encounters mainly includes three types: First, the problem of acquiring risk event notifications. The monitoring system is managed by operation and maintenance technicians, and after a risk event is found, the operation and maintenance process is carried out, and the accounting personnel is informed when the accounting personnel are required to process the operation and maintenance process is determined. And secondly, acquiring detailed information of risk events. The accounting staff needs to acquire detailed information recorded in the system through the monitoring system and the accounting system, and some information needs to be required by the accounting staff and can be acquired through assisting operation of the technical staff. Because accountants do not know the data structure of the system, lack the corresponding technical skills, and do so with a small technical team support. Thirdly, the new risk problem is monitored and treated. When accounting staff find new transaction risk types and a monitoring system is required to monitor new risks, the process is similar to the implementation of a small project, the accounting staff is required to analyze requirements, design, code or customize, test and online, and monitoring on the new risks can be brought into management. The period of the whole process is longer, but the discovery and prevention of the new risk are one of the daily works of accountants, and the current supporting mode has weaker supporting capability on the discovery and prevention of the new risk. Therefore, how to overcome the defects of the prior art is a problem to be solved in the technical field of the current accounting technology. Disclosure of Invention The invention aims to solve the defects of the prior art and provides a platform for realizing management and control of the risk of an intelligent transaction for accounting. In order to achieve the above purpose, the technical scheme adopted by the invention is as follows: The invention provides a platform for realizing management and control of risk of an accounting intelligent transaction, which comprises a background support class module, an application service class module, an accounting knowledge base, a plurality of MCP servers, an accounting intelligent assistant agent and a client module; the background support type module comprises an application monitoring system and a generation type large language model; The application monitoring system is used for monitoring the running state and the transaction execution condition of the accounting system, collecting event type and timing type information and monitoring transaction risks; the application service type module is an accounting system and is used for accounting and is configured with an information inquiry type transaction service and a management type transaction service; the accounting knowledge base is used for storing accounting knowledge vector data, and the content at least comprises management knowledge, knowledge and accounting rule knowledge loaded from the accounting system; The MCP server includes: the system comprises an accounting system MCP server, a transaction service interface, an accounting system management server and a transaction service interface, wherein the accounting system MCP server is used for packaging a transaction service interface of the accounting system and converting an intelligent assistant agent data format into a transaction data format of the accounting system; The monitoring system MCP server provides an interactive interface between the application monitoring system and the intelligent assistant intelligent body of the accounting intelligent assistant and is used for transmitting alarm information, inquiring transaction risk event details and uploading a new transaction risk mon